by Sven Woltmann – June 11, 2020

**Article Series:** Sorting Algorithms

**Part 1: Introduction**

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Sorting algorithms are the subject of every computer scientist's training. Many of us have had to learn by heart the exact functioning of Insertion Sort to Merge- and Quicksort, including their time complexities in best, average and worst case in big O notation … only to forget most of it again after the exam ;-)

If you need a refresher on how the most common sorting algorithms work and how they differ, this series is for you.

This first article addresses the following questions:

- What are the most common sorting methods?
- In which characteristics do they differ?
- What is the runtime behavior of the individual sorting methods (space and time complexity)?

Would you like to know precisely how a particular sorting algorithm works? Each sorting method listed links to an in-depth article, which…

- explains the functioning of the respective method using an example,
- derives the time complexity (in an illustrative way, without complicated mathematical proofs),
- shows how to implement the particular sorting algorithm in Java, and
- measures the performance of the Java implementation and compares it with the theoretically expected runtime behavior.

You can find the source code for the entire article series in my GitHub repository.

Sorting methods differ mainly in the following characteristics (you'll find explanations in the following sections):

- Speed (or better: time complexity)
- Space complexity
- Stability
- Comparison sorts / non-comparison sorts
- Parallelism
- Recursive / non-recursive
- Adaptability

You can also skip the explanations for now and come back here later. And go directly to the most important sorting algorithms.

The most important criterion when selecting a sorting method is its speed. The main point of interest here is how the speed changes depending on the number of elements to be sorted.

After all, one algorithm can be twice as fast as another at a hundred elements, but at a thousand elements, it can be five times slower (or even much slower; but this could not be shown well in the diagram):

Therefore, the runtime of an algorithm is generally expressed as time complexity in the so-called "Big O notation".

The following classes of time complexities are relevant for sorting algorithms (more detailed descriptions of these complexity classes can be found in the corresponding linked article):

*O(n)*(pronounced "order n"): linear time – for twice as many elements the sorting method takes twice as long;*O(n log n)*(pronounced "order n log n"): quasilinear time – almost as good as linear time;*O(n²)*(pronounced "order of n squared"): quadratic time – for twice as many elements the sorting method takes four times as long, for 10× as many elements 100× as long, for 1000× as many elements 1,000,000× as long, etc.

Here once again, the diagram from above with the indication of time complexities and an additional curve for quasilinear time. Since the time complexity does not give any information about the absolute times, the axes are not labeled with values anymore.

With quadratic complexity, one quickly reaches the performance limits of today's hardware:

While, on my laptop, Quicksort sorts a billion items in 90 seconds, I stopped the attempt with Insertion Sort after a quarter of an hour. Based on about 100 seconds for one million items, Insertion Sort would take an impressive three years and two months for one billion items.

So you should, therefore, avoid quadratic complexity whenever possible.

Not only time complexity is relevant for sorting methods, but also space complexity. Space complexity specifies how much additional memory the algorithm requires depending on the number of elements to be sorted. This does not refer to the memory required for the elements themselves, but to the additional memory required for auxiliary variables, loop counters, and temporary arrays.

Space complexity is specified with the same classes as time complexity. Here we meet yet another class:

*O(1)*(pronounced "order 1"): constant time – for many sorting algorithms, the additional memory requirement is independent of the number of elements to be sorted.

In stable sorting methods, the relative sequence of elements that have the same sort key is maintained. This is not guaranteed for non-stable sort methods: The relative order can be maintained but does not have to be.

What does that mean?

In the following example, we have a list of names (randomly created with the "Fantasy Name Generator" – with a little manual adjustment to get the same last name twice). The list is initially sorted by first names:

Angelique Watts |

Frankie Miller |

Guillermo Strong |

Jonathan Harvey |

Madison Miller |

Vanessa Bennett |

This list is now to be sorted by last names – without looking at the first names. If we use a stable sorting method, the result is always:

Vanessa Bennett |

Jonathan Harvey |

Frankie Miller |

Madison Miller |

Angelique Watts |

Guillermo Strong |

This means that the order of Frankie and Madison always remains unchanged with a stable sorting algorithm. An unstable sorting method can also produce the following sorting result:

Vanessa Bennett |

Jonathan Harvey |

Madison Miller |

FrankieMiller |

Angelique Watts |

Guillermo Strong |

Madison and Frankie are reversed compared to the initial order.

Most of the well-known sorting methods are based on the comparison of two elements on *less*, *greater* or *equal*. However, there are also non-comparison-based sorting algorithms.

You can find out how this can work in the Counting Sort section.

This characteristic describes whether and to what extent a sorting algorithm is suitable for parallel processing on multiple CPU cores.

A recursive sorting algorithm requires additional memory on the stack. If the recursion is too deep, the dreaded `StackOverflowExecption`

is imminent.

An adaptive sorting algorithm can adapt its behavior during runtime to specific input data (e.g., pre-sorted elements) and sort them much faster than randomly distributed elements.

The following table provides an overview of all sorting algorithms presented in this article series. It is a selection of the most common sorting algorithms. These are also the ones you usually learn in your computer science education.

Each entry links to an in-depth article that describes the particular algorithm and its features in detail and also provides its source code.

If you only need an overview at first, you will find each sorting algorithm explained in one sentence after the table.

Algorithm | Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|---|

Insertion Sort | O(n) | O(n²) | O(n²) | O(1) | Yes |

Selection Sort | O(n²) | O(n²) | O(n²) | O(1) | No |

Bubble Sort | O(n) | O(n²) | O(n²) | O(1) | Yes |

Quicksort | O(n log n) | O(n log n) | O(n²) | O(log n) | No |

Merge Sort | O(n log n) | O(n log n) | O(n log n) | O(n) | Yes |

Heapsort | O(n log n) | O(n log n) | O(n log n) | O(1) | No |

Counting Sort | O(n + k) | O(n + k) | O(n + k) | O(n + k) | Yes |

(The variable *k* in Counting Sort stands for *keys* – the number of possible values).

Simple sorting methods are well suited for sorting small lists. They are unsuitable for large lists because of the quadratic complexity. Mainly Insertion Sort (which is about twice as fast as Selection Sort due to fewer comparisons) is often used to further optimize efficient sorting algorithms like Quicksort and Merge Sort. For this purpose, these methods sort small sub-lists in size range up to approximately 50 elements with Insertion Sort.

Insertion Sort is used, for example, when sorting playing cards: you pick up one card after the other and insert it in the right place in the cards that are already sorted.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n) | O(n²) | O(n²) | O(1) | Yes |

You can visualize Selection Sort by looking at the playing card example. Imagine that all the cards to be sorted are laid out in front of you. You look for the smallest card and pick it up, then you look for the next larger card and pick it up to the right of the first card, and so on until you pick up the largest card last and place it to the far right of your hand.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n²) | O(n²) | O(n²) | O(1) | No |

Bubble Sort compares adjacent elements from left to right and – if they are in the wrong order – swaps them. This process is repeated until all elements are sorted.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n) | O(n²) | O(n²) | O(1) | Yes |

Efficient sorting algorithms achieve a much better time complexity of *O(n log n)*. They are, therefore, also suitable for large data sets with billions of elements.

Quicksort works according to the "divide and conquer" principle. Through a so-called partitioning process, the data set is first roughly divided into small and large elements: small elements move to the left, large elements to the right. Each of these partitions is then recursively partitioned again until a partition contains only one element and is therefore considered sorted.

As soon as the deepest recursion level is reached for all partitions and partial partitions, the entire list is sorted.

Quicksort has two disadvantages:

- In the worst case (with elements sorted in descending order), its time complexity is
*O(n²)*. - Quicksort is not stable.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n log n) | O(n log n) | O(n²) | O(log n) | No |

Merge Sort also works according to the "divide and conquer" principle. However, the procedure works in reverse order to that of Quicksort. Instead of first sorting and then descending into the recursion, Merge Sort first goes into the recursion until sublists with only one element are reached and then merges two sublists in such a way that a sorted sublist is created.

In the last step out of the recursion, two remaining sublists are merged and produce the sorted overall result.

Merge Sort offers an advantage over Quicksort in that, even in the worst case, the time complexity does not exceed *O(n log n)* and that it is stable. However, these advantages are paid for by an additional space requirement in the order of *O(n)*.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n log n) | O(n log n) | O(n log n) | O(n) | Yes |

The term *Heapsort* is often confusing for Java developers since it is initially associated with the Java heap. However, the heaps of Heapsort and Java are two completely different things.

Heapsort works with the data structure heap, a binary tree mapped to an array in which each node is greater than or equal to its children. The largest element is, therefore, always at the root position.

This root element is removed, then the last element is placed at the root position, and then the tree is repaired by a "heapify" operation, after which the largest of the remaining elements is located at the root position. The process is repeated until the tree is empty. The elements taken from the tree produce the sorted result.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n log n) | O(n log n) | O(n log n) | O(1) | No |

Non-comparison sorting methods are not based on the comparison of two elements on *less*, *greater* or *equal*.

Then how can they work?

This can best be explained using an example – in the following section using Counting Sort.

Counting Sort – as the name suggests – counts elements. For example, to sort an array of numbers from 1 to 10, we count (in a single pass) how often the 1 occurs, how often the 2 occurs, etc. up to the 10.

In a second pass, we write down the 1 as often as it occurs, starting from the left, then the 2 as often as it occurs, and so on until the 10.

This technique is usually used only for small number types like *byte*, *char*, or *short*, or if the range of numbers to be sorted is known (e.g., ints between 0 and 150). The reason for this is that, to count the elements, we need an additional array corresponding to the size of the number range.

Time best case | Time avg. case | Time worst case | Space | Stable |
---|---|---|---|---|

O(n + k) | O(n + k) | O(n + k) | O(k) | Yes |

The variable *k* stands for the number of possible values (*keys*).

There are numerous other sorting algorithms (Shell Sort, Comb Sort, Bucket Sort, Radix Sort, to name just a few). However, in my opinion, knowing the methods presented in this article is an excellent basic knowledge.

If you have read the Javadocs of `List.sort()`

and `Arrays.sort()`

, you might wonder why I haven't listed *Timsort* and *Dual-Pivot Quicksort* in this article.

*Timsort* is not a completely independent sorting method. It is instead a combination of Merge Sort, Insertion Sort, and some additional logic. I will describe Timsort in the article about Merge Sort.

Also, *Dual-Pivot Quicksort* is a variant of the regular Quicksort and will be described in the corresponding article.

This article has given an overview of the most common sorting algorithms and described the characteristics in which they mainly differ.

In the following parts of this series, I will describe one sorting algorithm each in detail – with examples and source codes.

In another part, I give an overview of the sorting methods provided by Java, and I show how to sort primitive data types on the one hand and objects using Comparator and Comparable on the other.

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About the author

I'm a freelance software developer with more than two decades of experience in scalable Java enterprise applications. My focus is on optimizing complex algorithms and on advanced topics such as concurrency, the Java memory model, and garbage collection.
Here on HappyCoders.eu, I want to help you become a better Java programmer. Read more about me here.

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